| 5 October 2005 | Delivered on: 18 October 2005 Satisfied on: 3 September 2009 Persons entitled: Bank of America, N.A. (The Collateral Agent) Classification: Debenture Secured details: All monies due or to become due from the charging company to the collateral agent and/or the secured parties and/or any receiver on any account whatsoever under the terms of the aforementioned instrument creating or evidencing the charge. Particulars: By way of first fixed charge the scheduled investments and all investments subsequently belonging to the charging company, all rights in respect of the intellectual property and all benefits, rights and interest in respect of any policy of insurance. See the mortgage charge document for full details. Fully Satisfied | #9 |
|---|---|---|
| 31 January 2005 | Delivered on: 14 February 2005 Satisfied on: 23 September 2005 Persons entitled: General Electric Capital Corporation (Acting in Its Capacity as Agent Under the Creditagreement and as Trustee for Itself and the Other Seccured Parties) Classification: Supplemental deed of charge and assignment Secured details: All monies due or to become due from (I) any of the U.K. credit parties to the secured parties or (ii) any U.K. sotheby entity to any lender or any affiliate of any lender under the terms of the aforementioned instrument creating or evidencing the charge. Particulars: F/H 4 st george street, london t/no. LN85306; f/h 5 st george street, london t/no. 181684; f/h 6 st george street, london t/no. 183300 (for details of further properties charged please refer to form 395) and all its rights, title and interest in all agreements, collateral warranties, contracts and policies of insurance relating to the property together with all monies payable to the company under each such agreement, collateral warranty, contract or policy. See the mortgage charge document for full details. Fully Satisfied | #8 |
| 4 March 2004 | Delivered on: 25 March 2004 Satisfied on: 23 September 2005 Persons entitled: General Electric Capital Corporation Classification: A master agreement for standby letters of credit Secured details: All monies due or to become due from any credit party to the chargee or any lender under the terms of the aforementioned instrument creating or evidencing the charge. Particulars: Pursuant to the agreement the applicant granted to agent as security interest in the following including without limitation the unqualified right to the possession and disposal of all property shipped under or in connection with each credit whether released to the applicant under security agreements or otherwise and also in and to all shipping documents, documents of title or drafts drawn under each credit and in and to all other property owned by the applicant in or coming into ge capital's possession or custody and in any deposit balances then pr thereafter held by the bank as custodian for ge capital for the applicant's account together with the proceeds of each and all of the foregoing. Fully Satisfied | #7 |
| 4 March 2004 | Delivered on: 25 March 2004 Satisfied on: 23 September 2005 Persons entitled: General Electric Capital Corporation (A Delaware Corporation Acting in Its Capacity as Agentunder the Credit Agreement and as Trustee for Itself and the Other Secured Parties) Classification: A charge over shares Secured details: All monies due or to become due from any U.K. credit parties or any UK sotheby entity to the secured parties or any lender under the terms of the aforementioned instrument creating or evidencing the charge. Particulars: All its right title and interest in and to the charged property with full title guarantee and by way of first fixed charge in favour of the agent for the benefit of itself and the other secured parties. See the mortgage charge document for full details. Fully Satisfied | #6 |
| 4 March 2004 | Delivered on: 25 March 2004 Satisfied on: 23 September 2005 Persons entitled: General Electric Capital Corporation (A Delaware Corporation Acting in Its Capacity as Agentunder the Credit Agreement and as Trustee for Itself and the Other Secured Parties) Classification: A deed of charge & assignment Secured details: All monies due or to become due from any of the U.K. credit parties or any U.K. sotheby entity to the secured parties or any lender under the terms of the aforementioned instrument creating or evidencing the charge. Particulars: All its right title interest and benefit from time to time present and future in to and in respect of all present and future book debts all specific bank accounts all presnt and future equipment intellectual property all its present and future goodwill by way of floating charge all its assets. See the mortgage charge document for full details. Fully Satisfied | #5 |
| 23 September 1987 | Delivered on: 9 October 1987 Persons entitled: National Bank of Detroit and Any Banking Affiliate of Any of the Foregoing Chemical Bank Manufacturers Hanover Trust Company The Chase Manhattan Bank (National Association) Classification: Supplemental debenture Secured details: All monies due or to become due from the company and/or all or any of the other companies named therein to the chargee as agent for itself and the 3 chargees named under the terms of the security documents. Particulars: The right title and interest entitled under the deed (see doc M15 for full details). Fully Satisfied | #4 |
| 23 October 1986 | Delivered on: 6 November 1986 Satisfied on: 9 March 2004 Persons entitled: National Bank of Detroit and Any Banking Affiliate of Any of the Foregoing Chemical Bank Manufacturers Hanover Trust Company The Chase Manhattan Bank (National Association) The Chase Manhattan Bank (National Association) National Bank of Detroit Chemical Bank Manufacturers Hanover Trust Company Classification: Revolving credit agreement Secured details: All monies due or to become due from the company and/or all or any of the other companies named therein to the chargees under the terms of the revolving credit agreement of even date. Particulars: Balance held by any bank at any of its offices for the account of sotheby's (regardless of whether such balances are then due or are denominated in the same currency as the amounts due). Fully Satisfied | #3 |
| 29 October 1986 | Delivered on: 3 November 1986 Persons entitled: National Bank of Detroit and Any Banking Affiliate of Any of the Foregoing Chemical Bank Manufacturers Hanover Trust Company The Chase Manhattan Bank (National Association) The Chase Manhattan Bank (National Association) National Bank of Detroit Chemical Bank Manufacturers Hanover Trust Company Chemical Bank Maufacturers Hanover Trust Company National Bank of Detroit The Chase Manhattan Bank (National Association) Classification: Debenture Secured details: All monies due or to become due from the company and/or the borrowers as defined to the chargees under the terms of the revolving credit agreement dated 23 oct 1986 and the security documents as defined. Particulars: The benefit of all loans made after the date of the debenture by the company to a client pursuant to its client loan programme all rights and powers to which the company may be entitled under any agreement for an advance. Any credit balance (whether or not due) to which the company is at any time beneficially entitled on any account at any office of the agent or any bank (see doc for full details). Fully Satisfied | #2 |
| 19 December 2012 | Delivered on: 7 January 2013 Satisfied on: 15 February 2014 Persons entitled: General Electric Capital Corporation Classification: A deed of charge and assignment Secured details: All monies due or to become due from any of the foreign credit parties to the secured parties on any account whatsoever under the terms of the aforementioned instrument creating or evidencing the charge. Particulars: By way of first fixed continuing security and all its right, title, interest and benefit in all present and future book debts, specified bank accounts, equipment, insurances, goodwill and uncalled capital, intellectual property rights, floating charge see image for full details. Fully Satisfied | #15 |
| 19 December 2012 | Delivered on: 7 January 2013 Satisfied on: 15 February 2014 Persons entitled: General Electric Capital Corporation Classification: A deed of charge and assignment Secured details: All monies due or to become due from any of the foreign credit parties to the secured parties on any account whatsoever under the terms of the aforementioned instrument creating or evidencing the charge. Particulars: By way of first fixed continuing security and all its right, title, interest and benefit in all present and future book debts, specified bank accounts, equipment, insurances, goodwill and uncalled capital, intellectual property rights, floating charge see image for full details. Fully Satisfied | #14 |
| 4 August 2011 | Delivered on: 18 August 2011 Satisfied on: 15 February 2014 Persons entitled: General Electric Capital Corporation Classification: A deed of charge and assignment Secured details: All monies due or to become due from any of the U.K. credit parties to the secured parties on any account whatsoever under the terms of the aforementioned instrument creating or evidencing the charge. Particulars: By way of first continuing assignment all its right, title, interest and benefit from time to time, present and future see image for full details. Fully Satisfied | #13 |
| 22 April 2010 | Delivered on: 11 May 2010 Satisfied on: 15 February 2014 Persons entitled: General Electric Capital Corporation Classification: Charge over shares Secured details: All monies due or to become due from any of the U.K. credit parties and any UK sotheby entity to the secured parties and any lender or any affiliate of any lender on any account whatsoever under the terms of the aforementioned instrument creating or evidencing the charge. Particulars: All rights title and interest in the charged property being the original shares means 2 ordinary shares of £1 each held by the company in sotheby's shipping limited see image for full details. Fully Satisfied | #12 |
| 31 August 2009 | Delivered on: 15 September 2009 Satisfied on: 15 February 2014 Persons entitled: General Electric Capital Corporation (Acting as Security Trustee for Itself and the Other Secured Parties) Classification: A deed of charge and assignment Secured details: All monies due or to become due from any of the U.K. credit parties or any U.K. sotheby entity to the secured parties or any lender on any account whatsoever under the terms of the aforementioned instrument creating or evidencing the charge. Particulars: All right title interest and benefit present and future in to and in respect of all present and future book debts equipment insurances intellectual property rights and floating charge all its assets see image for full details. Fully Satisfied | #11 |
| 31 August 2009 | Delivered on: 15 September 2009 Satisfied on: 15 February 2014 Persons entitled: General Electric Capital Corporation (Acting as Security Trustee for Itself and the Other Secured Parties) Classification: A charge over shares Secured details: All monies due or to become due from any U.K. credit parties or any UK sotheby entity to the secured parties or any lender on any account whatsoever under the terms of the aforementioned instrument creating or evidencing the charge. Particulars: All its rights title and interest in and to the charged property with full title guarantee and by way of first fixed charge in favour of the agent for the benefit of itself and the other secured parties see image for full details. Fully Satisfied | #10 |
| 2 October 1985 | Delivered on: 22 October 1985 Persons entitled: The First National Bank of Boston Classification: Trust agreement Secured details: All monies due or to be come due from sothebys financial services inc to the chargee on any account whatsoever. Particulars: The repayment and making of loans by sotheby providing that the maximum amount outstanding shall not exceed $5,000,000 (see doc M52). Fully Satisfied | #1 |
| 19 October 2022 | Delivered on: 21 October 2022 Persons entitled: Deutsche Bank Trust Company Americas (And Its Successors in Title and Permitted Transferees) Classification: A registered charge Particulars: The specified intellectual property specified in the instrument including the trade mark with registered number 1283724. for more details please refer to the instrument. Outstanding | #26 |
|---|---|---|
| 25 August 2021 | Delivered on: 6 September 2021 Persons entitled: Deutsche Bank Trust Company Americas Classification: A registered charge Particulars: Various intellectual property rights held in the name of sotheby's including: "the white baaz"; "ny rocks"; and "see the bigger picture". Please refer to schedule 3 of the security instrument for additional listings and details. Outstanding | #25 |
| 23 July 2021 | Delivered on: 27 July 2021 Persons entitled: Deutsche Bank Trust Company Americas Classification: A registered charge Particulars: Various intellectual property rights held in the name of sotheby's including: "the white baaz"; "ny rocks"; and "see the bigger picture". Please refer to schedule 3 of the security instrument for additional listings and details. Outstanding | #24 |
| 9 December 2020 | Delivered on: 7 January 2021 Persons entitled: Deutsche Bank Trust Company Americas (As Collateral Agent and Trustee) Classification: A registered charge Particulars: Various intellectual property rights held in the name of sotheby's including: "the white baaz"; "ny rocks"; and "see the bigger picture". Please refer to schedule 3 of the security instrument for additional listings and details. Outstanding | #23 |
| 18 December 2019 | Delivered on: 24 December 2019 Persons entitled: Deutsche Bank Trust Company Americas (As Collateral Agent) Classification: A registered charge Particulars: Various intellectual property and trademarks held in the name of sotheby's including: "the white bazz" bearing registration no. 3230267; "sotheby's international realty" with registration no. 2391489 and "ny rocks" bearing registration no. 16961864. for additional listings and details please refer to schedule 3, part 1 of the security instrument. Outstanding | #22 |
| 18 December 2019 | Delivered on: 24 December 2019 Persons entitled: Deutsche Bank Trust Company Americas (As Collateral Agent) Classification: A registered charge Particulars: Various intellectual property and trademarks held in the name of sotheby's including: "the white bazz" bearing registration no. 3230267; "sotheby's international realty" with registration no. 2391489 and "ny rocks" bearing registration no. 16961864. for additional listings and details please refer to schedule 3, part 1 of the security instrument. Outstanding | #21 |
| 26 June 2018 | Delivered on: 29 June 2018 Persons entitled: Jpmorgan Chase Bank, N.A. Classification: A registered charge Particulars: Land. See clause 3.1(b) of the charge which creates a fixed charge over any right, title or interest in any other land (as defined in the charge) which it has now or may subsequently acquire.. Intellectual property. See clause 3.7 of the charge which creates a fixed charge over all intellectual property rights (as defined in the charge), including all fees, royalties and other rights of every kind relating to or deriving from such intellectual property rights. Outstanding | #20 |
| 26 June 2018 | Delivered on: 29 June 2018 Persons entitled: Jpmorgan Chase Bank, N.A. Classification: A registered charge Particulars: Land. See clause 3.1(a) of the charge which creates a legal mortgage over land (as defined in the charge) referred to in schedule 2 (land charged by way of legal mortgage) of the charge, such as:. Property address tenure title no. 3 st george street leasehold 336185. 4 st george street freehold LN85306. 5 st george street freehold 181684. see clause 3.1(b) of the charge which creates a fixed charge over any right, title or interest in any other land which it has now or may subsequently acquire. For more details please see the instrument.. Intellectual property. See clause 3.7 of the charge which creates a fixed charge over all intellectual property rights (as defined in the charge), including all fees, royalties and other rights of every kind relating to or deriving from such intellectual property rights, such as:. Country mark status filing date registration no.. United kingdom SI2 stylized. Registered 18-11-2013 UK00003031162. United kingdom sotheby’s registered 01-10-1986 UK00001283724. United kingdom sothey’s est. 1744 collectors gather here (stylized). Registered 22-12-2015 UK00003141911. Please also see schedule 6 (specified intellectual property) of the instrument for more details. Outstanding | #19 |
| 13 February 2014 | Delivered on: 19 February 2014 Persons entitled: General Electric Capital Corporation as Collateral Agent for Itself and for the Other Secured Parties, Such Terms as Defined in the Credit Agreements (As Referred to in the Deed of Charge and Assignment) Classification: A registered charge Particulars: Notification of addition to or amendment of charge. Outstanding | #18 |
| 13 February 2014 | Delivered on: 19 February 2014 Persons entitled: General Electric Capital Corporation as Collateral Agent for Itself and for the Other Secured Parties, Such Terms as Defined in the Credit Agreements (As Referred to in the Charge over Shares) Classification: A registered charge Particulars: Notification of addition to or amendment of charge. Outstanding | #17 |
| 13 February 2014 | Delivered on: 19 February 2014 Persons entitled: General Electric Capital Corporation as Collateral Agent for Itself and for the Other Secured Parties, Such Terms as Defined in the Credit Agreements (As Referred to in the Deed of Charge and Assignment) Classification: A registered charge Particulars: Notification of addition to or amendment of charge. Outstanding | #16 |
| 21 October 2022 | Registration of charge 008748670026, created on 19 October 2022 |
|---|---|
| 6 September 2021 | Registration of charge 008748670025, created on 25 August 2021 |
| 27 July 2021 | Registration of charge 008748670024, created on 23 July 2021 |
| 7 January 2021 | Registration of charge 008748670023, created on 9 December 2020 |
| 6 February 2020 | Satisfaction of charge 008748670020 in full |
| 6 February 2020 | Satisfaction of charge 008748670019 in full |
| 24 December 2019 | Registration of charge 008748670021, created on 18 December 2019 |
| 24 December 2019 | Registration of charge 008748670022, created on 18 December 2019 |
| 29 August 2018 | Satisfaction of charge 008748670016 in full |
| 11 July 2018 | Satisfaction of charge 008748670018 in full |
| 11 July 2018 | Satisfaction of charge 008748670017 in full |
| 29 June 2018 | Registration of charge 008748670020, created on 26 June 2018 |
| 29 June 2018 | Registration of charge 008748670019, created on 26 June 2018 |
| 19 February 2014 | Registration of charge 008748670018 |
| 19 February 2014 | Registration of charge 008748670017 |
| 19 February 2014 | Registration of charge 008748670016 |
| 19 February 2014 | Registration of charge 008748670017 |
| 19 February 2014 | Registration of charge 008748670016 |
| 19 February 2014 | Registration of charge 008748670018 |
| 15 February 2014 | Satisfaction of charge 12 in full |
| 15 February 2014 | Satisfaction of charge 12 in full |
| 15 February 2014 | Satisfaction of charge 13 in full |
| 15 February 2014 | Satisfaction of charge 11 in full |
| 15 February 2014 | Satisfaction of charge 10 in full |
| 15 February 2014 | Satisfaction of charge 14 in full |
| 15 February 2014 | Satisfaction of charge 15 in full |
| 15 February 2014 | Satisfaction of charge 10 in full |
| 15 February 2014 | Satisfaction of charge 15 in full |
| 15 February 2014 | Satisfaction of charge 11 in full |
| 15 February 2014 | Satisfaction of charge 13 in full |
| 15 February 2014 | Satisfaction of charge 14 in full |
| 7 January 2013 | Particulars of a mortgage or charge / charge no: 14 |
| 7 January 2013 | Particulars of a mortgage or charge / charge no: 14 |
| 7 January 2013 | Particulars of a mortgage or charge / charge no: 15 |
| 7 January 2013 | Particulars of a mortgage or charge / charge no: 15 |
| 18 August 2011 | Particulars of a mortgage or charge / charge no: 13 |
| 18 August 2011 | Particulars of a mortgage or charge / charge no: 13 |
| 11 May 2010 | Particulars of a mortgage or charge / charge no: 12 |
| 11 May 2010 | Particulars of a mortgage or charge / charge no: 12 |
| 15 September 2009 | Particulars of a mortgage or charge / charge no: 11 |
| 15 September 2009 | Particulars of a mortgage or charge / charge no: 10 |
| 15 September 2009 | Particulars of a mortgage or charge / charge no: 10 |
| 15 September 2009 | Particulars of a mortgage or charge / charge no: 11 |
| 3 September 2009 | Declaration of satisfaction in full or in part of a mortgage or charge /full /charge no 9 |
| 3 September 2009 | Declaration of satisfaction in full or in part of a mortgage or charge /full /charge no 9 |
| 18 October 2005 | Particulars of mortgage/charge |
| 18 October 2005 | Particulars of mortgage/charge |
| 23 September 2005 | Declaration of satisfaction of mortgage/charge |
| 23 September 2005 | Declaration of satisfaction of mortgage/charge |
| 23 September 2005 | Declaration of satisfaction of mortgage/charge |
| 23 September 2005 | Declaration of satisfaction of mortgage/charge |
| 23 September 2005 | Declaration of satisfaction of mortgage/charge |
| 23 September 2005 | Declaration of satisfaction of mortgage/charge |
| 23 September 2005 | Declaration of satisfaction of mortgage/charge |
| 23 September 2005 | Declaration of satisfaction of mortgage/charge |
| 14 February 2005 | Particulars of mortgage/charge |
| 14 February 2005 | Particulars of mortgage/charge |
| 25 March 2004 | Particulars of mortgage/charge |
| 25 March 2004 | Particulars of mortgage/charge |
| 25 March 2004 | Particulars of mortgage/charge |
| 25 March 2004 | Particulars of mortgage/charge |
| 25 March 2004 | Particulars of mortgage/charge |
| 25 March 2004 | Particulars of mortgage/charge |
| 9 March 2004 | Declaration of satisfaction of mortgage/charge |
| 9 March 2004 | Declaration of satisfaction of mortgage/charge |
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